Annual report pursuant to Section 13 and 15(d)

Common Stock and Preferred Stock (Tables)

Common Stock and Preferred Stock (Tables)

12 Months Ended

Sep. 30, 2016

Common Stock And Preferred Stock Tables

(Number of Warrants in Thousands)	Number of Shares			Exercise Price		Expiration

Outstanding at September 30, 2014		387		$	2.50	2/07/2020

Warrants exercised
Aracle warrants		(150	)	$	2.50
Warrants granted
Scribe warrants		635		$	2.00	4/1/2025
Roth warrants		81		$	8.40	7/22/2020
Maxim warrants		44		$	8.40	7/22/2020
Outstanding at September 30, 2015		997		$	4.54
Warrants exercised		-			-
Warrants granted		-			-
Outstanding at September 30, 2016		997		$	4.54

- Definition

Tabular disclosure of warrants or rights issued. Warrants and rights outstanding are derivative securities that give the holder the right to purchase securities (usually equity) from the issuer at a specific price within a certain time frame. Warrants are often included in a new debt issue to entice investors by a higher return potential. The main difference between warrants and call options is that warrants are issued and guaranteed by the company, whereas options are exchange instruments and are not issued by the company. Also, the lifetime of a warrant is often measured in years, while the lifetime of a typical option is measured in months. Disclose the title of issue of securities called for by warrants and rights outstanding, the aggregate amount of securities called for by warrants and rights outstanding, the date from which the warrants or rights are exercisable, and the price at which the warrant or right is exercisable.

+ References + Details